Gary Strumeyer
Capital Markets & Broker-Dealer Regulatory Expert
Gary M. Strumeyer is a former President and Chief Executive Officer of BNY Capital Markets (The Bank of New York), a regulated broker-dealer engaged in fixed income and equity sales and trading, underwriting, derivatives activities, and public finance. He has more than thirty years of Wall Street experience overseeing broker-dealer operations, regulatory compliance, supervisory systems, capital adequacy, liquidity management, and capital markets governance.
Mr. Strumeyer provides expert testimony and consulting in securities litigation, FINRA arbitration, municipal finance disputes, and brokerage suitability matters. His expertise includes broker-dealer supervision, investment suitability, Regulation Best Interest, failure to supervise, securities industry custom and practice, underwriting standards, and regulatory compliance.
His background spans fixed income markets (including municipal bonds and corporate debt), equity markets, derivatives oversight (options and swaps), structured products, and debt and equity capital markets. He has supervised trading desks, underwriting platforms, public finance operations, and institutional brokerage businesses.
In addition to his executive experience, Mr. Strumeyer is an Adjunct Professor of Finance at Long Island University and a former Adjunct Professor at New York University. He is the author of three books on the capital markets, including publications with Barron’s and the Wiley Finance Series.
He has authored expert reports and provided testimony in federal court, FINRA arbitration, and administrative proceedings involving municipal finance, suitability, and broker-dealer regulatory standards.
FOR MORE INFORMATION CONTACT EXPERTS@VEGAECONOMICS.COM